• Perparatory Study of Wealth Management Professional

    財富管理專業先修研習

    The content of the preparatory studies covers the THREE main areas of the wealth management, including Security and Future, Insurance and Real Estate, aiming to equip participants to become a professionals of wealth management and financial planning

    先修研習的內容主要涵蓋財富管理的三個主要領域，包括證券及期貨、保險及房地產，旨在幫助研習參與者能成為財富管理及理財規劃的專業人士 

  • By completing the Perpartory Study, the participant is able to....

    • Explain the principle and practices of relevant regulated activities, i.e. Security & Future, Insurance and Real Estate
    • Prepare the relevant licensing examinations (LEs) by using the learned exam technique (for more info of LEs, please refer to below section)
    • Understand the realities of the wealth management and financial services markets from meeting the industry experts and senior executives, as well as visiting the working premises and facilitiesof financial institutions
    • Receive a Certificate of Completion after finishing the 5 modules of perpartory study

    透過完成先修研習，參與者能夠...

    • 解釋相關受監管活動的原則和實踐，即證券與期貨、保險和房地產
    • 利用所學的考試技巧準備相關的執照考試 (了解更多關於執照考試，請參閱以下部份)
    • 透過與行業專家和高管會面及實務參觀，更了解財富管理和金融服務市場的實際狀況
    • 在完成 5 個模組的課程學習後獲得結業證書

  • Perpartory Study 研習班內容

    1

    Tutorial Session:

    Securities and Futures

    證券及期貨

    2

    Tutorial Session:

    Insurance

    保險

    3

    Tutorial Session: 

    Real Estate

    房地產

    4

    Sharing Session of Professionals

    專家分享

    5

    Site Visiting

    實務考察

  • Module 1: Securities and Futures 證券及期貨

    • Fundamentals of Securities and Futures Regulation 基本證券及期貨規例

    Module 2: Insurance 保險

    • Principles and Practice of Insurance 保險原理及實務
    • General Insurance 一般保險
    • Long Term Insurance 長期保險
    • Investment-linked Long Term Insurance 投資相連長期保險

    Module 3: Resl Estate 房地產

    • Principles and Practice of Estate Salesperson地產營業員實務
    • Laws Governing Estate Agency Practice and Conveyancing Procedures 規管地產代理實務和物業轉易程序的法例
    • Introduction to the Land Registration System, Land Search and Property-related Information Systems 土地註冊制度、查冊及與物業有關的資料系統的介紹
    • Introduction to Building-related Knowledge, Property Classification and Property Management 簡介與建築物有關的知識、物業分類及物業管理
    • Leasing and Tenancy Matters 批租和租務事宜

    Module 4: Sharing Session by Industry Experts/ Senior Managements 行業專家或高級管理層分享

    • The module will invite the subject expert(s) or seasoned industry practitioners of wealth management to update the market outlook and industry update 邀請財富管理領域的行業專家或資深從業者分享市場狀況及行業更新

    Module 5: Site Visiting 實務參觀/交流

    • The module will visit famous financial institution or representative landmark of Hong Kong Financial Services Sector, and meet the industry partitioners for practical experience sharing 參觀香港金融服務業的著名金融機構或代表性地標，並與業界人士進行實務經驗分享及交流

  • Sign Up for Perparatory Study

    報名先修研習

    We'll get in touch with you soon.

    我們會儘快聯絡您

  • Want to Become A Wealth Management Professionals?

    Licensing Examinations (LE) for

    Relevant Regulated Activities

  • Securities and Futures Intermediaries

    Regulated Activities (RA)*

    *For details, please refer to the relevant official site

    1

    Dealing in securities

    2

    Dealing in futures contracts

    3

    Leveraged foreign exchange trading

    4

    Advising on securities

    5

    Advising on futures contracts

    6

    Advising on corporate finance

    7

    Providing automated trading services

    8

    Securities margin financing

    9

    Asset management

    10

    Providing credit rating services

  • Licensing Examination (LE) Papers* for RA Type 1, 4 and 8 

    "Representatives"

    Licensing Examination Paper 1

    Fundamentals of Securities and Futures Regulation

    Licensing Examination Paper 7

    Financial Markets

    Licensing Examination Paper 8

    Securities

  • Insurance Intermediaries

    ALL individual licencee must pass the relevant papers of the

    Insurance Intermediaries Qualifying Examination (“IIQE”) * 

    *For details, please refer to the relevant official site

    Paper 1

    Principles and Practice of Insurance Examination

    Paper 2

    General Insurance Examination

    Paper 3

    Long Term Insurance Examination

    Paper 5

    Investment-linked Long Term Insurance Examination

    Paper 6

    Travel Insurance Agents Examination

  • Estate Agents 

    • Anyone practising estate agency work in the course of business in Hong Kong must hold a valid estate agent's licence.
    • Anyone acting as a salesperson of an estate agent must also hold a valid licence   

    Estate Agents Qualifying Examination (EAQE)*

    Estate agent's licence

    The holder of an estate agent's licence may carry on estate agency work as an estate agent or act as a salesperson for another estate agent.

    Salespersons Qualifying Examination (SQE)*

    Salesperson's licence

    A licensed salesperson may only perform estate agency work as a salesperson of a licensed estate agent

     

    *For details, please refer to the relevant official site

    Cookie Use
    We use cookies to ensure a smooth browsing experience. By continuing we assume you accept the use of cookies.
    Learn More